Web0 0 O O O o 0 0 o o o 0 o 0 o 0 o O o > a 0 00 = O O 00 03 0 To 0 0 O O 00 . 0 0 o 0 0 b O O e o 0 8 o o > 0 o o O o o 2 o 0 o o O O 3 o b 8 O o o o WebNov 22, 2013 · The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight has issued No-Action Letter 13-70 providing relief to swap dealers (SDs) and major swap participants (MSPs) from (1) trading relationship documentation obligations under CFTC regulation 23.504, and (2) certain external …
eCFR :: 17 CFR 3.12 -- Registration of associated persons …
Web11 rows · Mar 30, 2024 · CFTC Staff Letters Office of Technology Innovation Market Data … WebCommodity Futures Trading Commission (CFTC) Swap Clearing Rules Applicability to Community Banking Organizations: This guidance applies to all institutions supervised … greenbrier community
DLA Piper
WebMar 21, 2024 · It’s official: the Commodity Futures Trading Commission (CFTC) has delayed its trade reporting rules rewrite to December 5, 2024. Despite the delay, DTCC encourages clients to fast-track their preparations for the CFTC rewrite or any of the other upcoming derivatives trade reporting rule revisions. Related: DTCC's Chris Childs on … WebDec 18, 2024 · See CFTC Letter No. 14-12, No-Action Relief from the Commodity Exchange Act Sections 2(h)(8) and 5(d)(9) and from Commission Regulation § 37.9 for Swaps Executed as Part of a Package Transaction (Feb. 10, 2014) (“NAL No. 14-12”); CFTC Letter No. 14-62, No-Action Relief from the Commodity Exchange Act Sections … WebCHAPTER I—COMMODITY FUTURES TRADING COMMISSION; PART 1—GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT; Minimum Financial and … greenbrier community church anderson in